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  Putnam Investment Management (2)

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Putnam Agrees to Pay to Resolve Market Timing Charges by SEC Open in a new windowLink Details
- Putnam settles with SEC for violating federal securities laws by failing to disclose improper market timing trading by its portfolio managers.[SEC]
- http://www.sec.gov/news/press/2004-49.htm

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Putnam Agrees to Pay for Losses Attributable to Excessive Trading Open in a new windowLink Details
- SEC found that Putnam committed securities fraud by failing to disclose potentially self-dealing excessive short-term and market timing trading.
- http://www.sec.gov/news/press/2003-156.htm

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