Conflict Probes Resolved at Citigroup and Morgan-Stanley
- New York Attorney General Eliot Spitzer's settlement with the firm and links to PDF files containing the full account and exhibits.
- http://www.oag.state.ny.us/press/2003/apr/apr28a_03.html

Morgan Stanley and Sexual Discrimination
- Examines widespread gender bias at the Wall Street firm. Conflicts of interest in stock research, and improper mutual funds sales are covered too.
- http://www.kamalsinha.com/morganstanley/

EEOC and Morgan Stanley Announce Settlement of Sex Discrimination Lawsuit
- "As part of the settlement, at least $2 million will be provided for diversity programs designed to enhance the compensation and promotional opportunities for female employees within Morgan Stanley."
- http://www.eeoc.gov/press/7-12-04.html

Complaint: SEC v. Morgan Stanley Regarding Stock Research Conflicts of Interest
- Complaint filed with the U.S. District Court alleging conflicts of interest for Morgan Stanley's research analysts with respect to investment banking activities and considerations.
- http://www.sec.gov/litigation/complaints/comp18117.htm

EEOC Files Sex Discrimination Lawsuit Against Morgan Stanley
- The suit alleges that the company discriminated against as many as 100 women, and it retaliated against at least one of them for voicing her opposition to its practices.
- http://www.eeoc.gov/press/9-10-01.html

Morgan Stanley, LVMH Tango In Paris
- Lawsuit alleges that Claire Kent of Morgan Stanley defamed LVMH in order to cultivate its rival Gucci, a client of the investment bank. [Forbes]
- http://www.forbes.com/2003/05/27/cx_da_0527topnews.html

LVMH sues Morgan Stanley
- The world's leading luxury goods retailer sues the investment bank over alleged unfair research to favor its rival Gucci. [BBC]
- http://news.bbc.co.uk/1/hi/business/2513555.stm

SEC Charges Morgan Stanley With Inadequate Disclosure in Fund Sales
- Firm pushed "preferred" funds and failed to inform customers about higher fees associated with certain class of shares.
- http://www.sec.gov/news/press/2003-159.htm

Morgan Stanley Settles Conflicts of Interest Charges
- Securities and Exchange Commission sued the firm claiming its research analysts were subject to inappropriate influence by its investment banking division.
- http://www.sec.gov/litigation/litreleases/lr18117.htm